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About

About Corey.

Helping financial advisors understand their options, evaluate their real choices, and make the move that is right for them.

My background

I have spent years working with financial advisors across every firm type, every channel, and every stage of their career — wirehouses, regional broker-dealers, independent BDs, RIA platforms, and everything in between. Solo advisors. Teams managing billions. Every shape and size of practice. Advisors just hitting their stride. Advisors thinking about their last move.

What I have learned working across that landscape is that no two situations are the same. The advisor at a wirehouse who has been there 22 years has a completely different set of considerations than the advisor at an IBD who is ready to launch their own RIA. What they share is the same fundamental need — someone who will sit with them, understand their specific situation, and help them weigh out what their next step actually looks like for their business.

That is what I do. I help advisors understand their options, evaluate their real choices, and make the move that is right for them — not the fastest move, not the most common move, but the right one. And I stay with them through every step of the process.

Born and raised in Haverhill, MA — still currently reside here today with my wife and two sons.

Corey Pond
Advisor Transitions · Winthrop & Co
Every size
Solo practices to billion-dollar teams
All+
Channels & firm types covered
3x
Before, during & after
100%
Confidential always
What to expect

A conversation first.
Everything else follows.

01
No pitch. Just a real conversation.
Tell me where you are. I'll tell you what I'm seeing in the market — comp ranges, what firms are paying, what advisors in your situation have done. No agenda, no pressure, just an honest exchange.
02
You leave with the full picture.
What your practice is actually worth. What your real options look like. What a move would cost and what it would protect. Most advisors leave that first conversation knowing more than they expected.
03
You decide what happens next.
Nothing moves without you. If you want to keep exploring, I'm here. If you want to move, I'll make sure it's done right. If you just needed the information, that's completely fine too.
Backed by
Winthrop & Co

Winthrop & Co is where I operate — and it matters for you. We are among the youngest and most forward-thinking consultant groups in the advisor transition space. We are a recruiting firm — but where we hang our hat is the consultant piece. Built to help advisors and teams think through the full picture before, during, and long after a move.

We have worked with advisors and practices of every size — from solo practitioners just beginning to explore independence, to multi-advisor teams managing billions in client assets.

Learn about Winthrop & Co →
Book a 30-min call